Risk and Compliance Officer

  • CYNTONN INVESTMENT
  • Nairobi, Kenya
  • 04/05/2021
Young Professional Management

Job Description

RESPONSIBILITIES
Develop an appropriate Compliance Management methodology and process to implement within the asset management business.
Implement an appropriate risk management methodology and process within the business
Ensure that all portfolios managed by the business comply with investment
Ensure submission of all reports to the relevant regulatory bodies
Ensure that product development policy for CAML is implemented correctly
Establish a healthy risk culture within the business
Conduct regular control self-assessment process
Identify key risk indicators for all risks within the business and to monitor and report on these key indicators
Compile risk registers for the business and maintain these registers
Ensure that the risk management approach and process is aligned with the business strategy and tactical interventions.
Any other duties that may be assigned from time to time
REQUIREMENTS
A degree in Law, Finance or any other business related qualification from a recognized university. Minimum of a Second Class Honours Upper Division
At least 2 years working experience in the financial services industry.
A Grade B+ and above in KCSE (or equivalent).
Knowledge of collective investment industry and pension industry.
Knowledge and skills in the understanding, interpretation and practical implementation of regulatory requirements.
Experienced in upholding the highest levels of service.
Knowledge of CMA regulations will be an added advantag